Lori Winfield, financial advisor Georgetown TX

Lori Winfield

CRD Number: 4005144
Current Firm: Wells Fargo Clearing Services, LLC

Lori Winfield (CRD# 4005144) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Georgetown, TX and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Clearing Services, LLC Dallas, TX May 2019 - Current 2
Assembly Of God Church Wellston, OK Jun 2018 - Current 3
J.p. Morgan Securities LLC Edmond, OK Oct 2012 - May 2019 6
Chase Investment Services Corp. Chicago, IL Jul 2005 - Oct 2012 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2000
S65 NASAA Investment Advisors Law Examination Sep 2019
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Lori A. Winfield
Phone Number: 314-875-3000
Registered State(s):
  • OK
  • TX
By the Numbers
  • Total Assets Under Management
    568,760
    MILLIONS
  • Total Number of Accounts
    1,434,300
    ACCOUNTS
  • Average Account Value
    $396,542
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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