Lori WinfieldCRD Number: 4005144
Current Firm: Wells Fargo Clearing Services, LLC
Lori Winfield (CRD# 4005144) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Georgetown, TX and has over 21 years of experience in the finance industry.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Abrol Capital Management
|Wells Fargo Clearing Services, LLC||Dallas, TX||May 2019 - Current||2|
|Assembly Of God Church||Wellston, OK||Jun 2018 - Current||3|
|J.p. Morgan Securities LLC||Edmond, OK||Oct 2012 - May 2019||6|
|Chase Investment Services Corp.||Chicago, IL||Jul 2005 - Oct 2012||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2000|
|S65||NASAA Investment Advisors Law Examination||Sep 2019|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management568,760MILLIONS
Total Number of Accounts1,434,300ACCOUNTS
Average Account Value$396,542
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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