Ivan Rodriguez (CRD# 1884770) is an Investment Advisor Representative working at New Southern Advisory Services in Germantown, TN and has over 35 years of experience in the finance industry.
CRD# 6347351
Lpl Financial LLC
CRD# 3177764
Strategic Advisory Services
CRD# 3193095
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| New Southern Advisory Services, LLC | Germantown, TN | Jul 2011 - Current | 12 |
| Self Employed | Germantown, TN | Mar 2006 - Current | 18 |
| Self Employed | Germantown, TN | Apr 2004 - Current | 20 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1988 |
| S66 | NASAA Uniform Combined State Law Examination | Aug 2011 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AR
- TN
- TX
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Total Assets Under Management32MILLIONS
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Total Number of Accounts54ACCOUNTS
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Average Account Value$601,111
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AR, TN, TX
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