Stephen Anderson, financial advisor Germantown TN

Stephen Anderson

CRD Number: 5103969
Current Firm: Securian Financial Services, Inc.

Stephen Anderson (CRD# 5103969) is an Investment Advisor Representative working at Securian Financial Services, Inc. in Germantown, TN and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Securian Financial Services Inc. St Paul, MN Dec 2016 - Current 5
Minnesota Life Insurance Co St Paul, MN Dec 2016 - Current 5
Shoemaker Financial Germantown, TN Dec 2016 - Current 5
Raymond James & Associates Memphis, TN Jan 2015 - Dec 2016 1
Park Avenue Securities Memphis, TN Aug 2008 - Jan 2015 6
Guardian Life Ins Co Of America Memphis, TN Aug 2008 - Jan 2015 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2006
S65 NASAA Investment Advisors Law Examination Sep 2008
Contact Info for Stephen C. Anderson
Phone Number: 651-665-6669
Registered State(s):
  • OK
  • TN
  • TX
By the Numbers
  • Total Assets Under Management
    22,211
    MILLIONS
  • Total Number of Accounts
    66,500
    ACCOUNTS
  • Average Account Value
    $334,000
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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