Diane Esser, financial advisor Germantown WI

Diane Esser

CRD Number: 2008872
Current Firm: Direction Financial Management, LLC

Diane Esser (CRD# 2008872) is an Investment Advisor Representative working at Direction Financial Management, LLC in Germantown, WI and has 1 year of experience in the finance industry. Diane Esser has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Direction Financial Management, LLC Germantown, WI Oct 2012 - Current 9
Sii Investments Pewaukee, WI Jul 2012 - Oct 2012 < 1
Ellenbecker Investment Group Pewaukee, WI May 2012 - Oct 2012 < 1

Diane Esser has no recent exams reported.
Contact Info for Diane L. Esser
Phone Number: 414-333-3396
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States


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