Brian Randall, financial advisor North Little Rock AR

Brian Randall

CRD Number: 1217647
Current Firm: Sowell Management

Brian Randall (CRD# 1217647) is an Investment Advisor Representative working at Sowell Management in North Little Rock, AR and has over 40 years of experience in the finance industry.

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Company Name Location Dates Years
Lighthouse Wealth Strategies Gig Harbor, WA Dec 2023 - Current < 1
Sowell Management Gig Harbor, WA Mar 2021 - Current 3
Nwam Llc Dba Northwest Asset Management Mercer Island, WA Feb 2014 - Current 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1983
S65 NASAA Investment Advisors Law Examination Feb 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Brian R. Randall
Phone Number: 501-219-2434
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    3,329
    MILLIONS
  • Total Number of Accounts
    13,257
    ACCOUNTS
  • Average Account Value
    $251,143
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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