Richard Johnson, financial advisor Gilbert AZ

Richard Johnson

CRD Number: 7116289
Current Firm: Morgan Stanley

Richard Johnson (CRD# 7116289) is an Investment Advisor Representative working at Morgan Stanley in Gilbert, AZ and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Gilbert, AZ Oct 2021 - Current < 1
The Vanguard Group, Inc. Scottsdale, AZ Mar 2020 - Oct 2021 1
Self Employed Tempe, AZ Aug 2018 - Oct 2021 3
Taco Bell/long John Silvers Phoenix, AZ Aug 2019 - Mar 2020 < 1
Randstad Scottsdale, AZ May 2019 - Mar 2020 < 1
West Pharmaceuticals Tempe, AZ Feb 2018 - May 2019 1
Corporate Job Bank Tempe, AZ May 2017 - Feb 2018 < 1
Fry's Food And Drug Company Laveen, AZ Jan 2017 - May 2017 < 1
Firehouse Subs Laveen, AZ Dec 2016 - Dec 2016 < 1
Sungshin Academy Yangsan, Dec 2015 - Nov 2016 < 1
Yeoungsan Academy Incheon, Aug 2015 - Oct 2015 < 1
Skysam Christian International School Suncheon, Nov 2014 - Aug 2015 < 1
Unemployed Phuket, May 2014 - Aug 2014 < 1
Jeonbuk English Program In South Korea (epik) Jeonju, May 2009 - May 2014 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2020
S66 NASAA Uniform Combined State Law Examination Dec 2021
Contact Info for Richard D. Johnson
Phone Number: 914-225-5510
Registered State(s):
  • AZ
  • TX
By the Numbers
  • Total Assets Under Management
    1,311,935
    MILLIONS
  • Total Number of Accounts
    2,129,899
    ACCOUNTS
  • Average Account Value
    $615,961
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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