Thomas Galante, financial advisor Gilford NH
93 score

Thomas Galante

CRD Number: 2973514
Current Firm: Cetera Investment Advisers LLC

Thomas Galante (CRD# 2973514) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Gilford, NH and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Advisers LLC Gilford, NH Jan 2014 - Current 2
Bank Of New Hampshire Gilford, NH Oct 2013 - Current 3
Cetera Investment Services LLC St.cloud, MN Oct 2013 - Current 3
Morgan Stanley Smith Barney Middleton, MA Jun 2009 - Oct 2013 4
Morgan Stanley & Company, Incorporated Danvers, MA Apr 2007 - Oct 2013 6
Morgan Stanley Dw Inc. Danvers, MA Jun 2006 - Apr 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1997
S65 NASAA Investment Advisors Law Examination Aug 2004
Contact Info for Thomas J. Galante
Phone Number: 888-528-2987
Registered State(s):
  • NH
By the Numbers
  • Total Assets Under Management
    7,010
    MILLIONS
  • Total Number of Accounts
    26,660
    ACCOUNTS
  • Average Account Value
    $262,943
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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