Michael Pallozzi (CRD# 1936691) is an Investment Advisor Representative working at Hfm Investment Advisors, LLC in Glassboro, NJ and has over 34 years of experience in the finance industry.
CRD# 6180296
Oppenheimer & Company Inc.
CRD# 1272342
Lpl Financial LLC
CRD# 6436358
Planning Capital Management Corp.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Hfm Investment Advisors, LLC | Glassboro, NJ | Jun 2017 - Current | 6 |
| Hfm Investment Advisors, LLC | Glassboro, NJ | Jun 2017 - Dec 2020 | 3 |
| Hfm Investment Advisors, Inc. | Newark, DE | Jan 2004 - Dec 2017 | 13 |
| Mml Investors Services, Inc. | Turnersville, NJ | Mar 1989 - Oct 2014 | 25 |
| Massachusetts Mutual Life Insurance Comp | Springfield, MA | Jan 1989 - Jul 2014 | 25 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1989 |
| S65 | NASAA Investment Advisors Law Examination | Dec 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
- NJ
- PA
- TX
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Total Assets Under Management261MILLIONS
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Total Number of Accounts1,228ACCOUNTS
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Average Account Value$212,704
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
CO, DE, FL, NJ, PA, SC, TX, VA
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