David WaldoCRD Number: 1785991
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
David Waldo (CRD# 1785991) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Glastonbury, CT and has over 16 years of experience in the finance industry. David Waldo has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Springboard Asset Management LLC
Garrett Investment Advisors, LLC
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Glastonbury, CT||Mar 2011 - Current||7|
|Ohanesian / Lecours, Inc.||West Hartford, CT||Oct 2009 - Mar 2011||1|
|Gent Financial Group LLC||West Hartford, CT||Oct 2009 - Jan 2011||1|
|Unemployed||Glastonbury, CT||Feb 2009 - Oct 2009||< 1|
|Banc Of America Insurance Services, Inc.||Hartford, CT||Sep 2008 - Feb 2009||< 1|
|Banc Of America Investment Services, Inc.||Hartford, CT||Sep 2008 - Feb 2009||< 1|
|Bank Of America||Hartford, CT||Jul 2006 - Aug 2008||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2002|
|S66||NASAA Uniform Combined State Law Examination||Oct 2008|
Total Assets Under Management639,574MILLIONS
Total Number of Accounts1,831,494ACCOUNTS
Average Account Value$349,209
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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