Eric PowersCRD Number: 5604713
Current Firm: Private Advisor Group, LLC
Eric Powers (CRD# 5604713) is an Investment Advisor Representative working at Private Advisor Group, LLC in Glastonbury, CT and has over 8 years of experience in the finance industry.
Garrett Investment Advisors, LLC
Ameriprise Financial Services, Inc.
|Private Advisor Group, LLC||Morristown, NJ||Jul 2014 - Current||2|
|Lpl Financial LLC||Glastonbury, CT||Mar 2012 - Current||4|
|Metlife Securities Inc.||Wethersfield, CT||Oct 2008 - Mar 2012||3|
|Unemployed||Wethersfield, CT||Aug 2008 - Sep 2008||< 1|
|Bank Of America||Wethersfield, CT||Nov 2004 - Jul 2008||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2008|
|S65||NASAA Investment Advisors Law Examination||Mar 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management10,642MILLIONS
Total Number of Accounts48,558ACCOUNTS
Average Account Value$219,167
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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