Hal Guy, financial advisor Glastonbury CT
96 score

Hal Guy

CRD Number: 1801464
Current Firm: Private Advisor Group, LLC

Hal Guy (CRD# 1801464) is an Investment Advisor Representative working at Private Advisor Group, LLC in Glastonbury, CT and has over 27 years of experience in the finance industry. Hal Guy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lpl Financial LLC Glastonbury, CT Jul 2012 - Current 4
Private Advisor Group, LLC Morristown, NJ Jul 2012 - Current 4
Lincoln Financial Advisors Windsor, CT Jun 2001 - Jul 2012 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1989
S66 NASAA Uniform Combined State Law Examination Aug 2001
Contact Info for Hal D. Guy
Phone Number: 973-538-7010
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    10,642
    MILLIONS
  • Total Number of Accounts
    48,558
    ACCOUNTS
  • Average Account Value
    $219,167
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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