James Scanlan (CRD# 1134158) is an Investment Advisor Representative working at Apella Wealth in West Hartford, CT and has over 40 years of experience in the finance industry. James Scanlan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4579297
Upper Left Wealth Management, LLC
CRD# 2726777
Springboard Asset Management LLC
CRD# 4297910
Milestone Asset Management Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Apella Capital, LLC | Glastonbury, CT | May 2020 - Current | 3 |
| Apella Capital, LLC | Glastonbury, CT | Apr 2017 - May 2020 | 3 |
| Symmetry Partners, LLC | Glastonbury, CT | Apr 2017 - Jan 2019 | 1 |
| Unemployed | Boston, MA | Aug 2016 - Mar 2017 | < 1 |
| Weston Securities Corporation | Wellesley, MA | May 2011 - Jul 2016 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1983 |
| S65 | NASAA Investment Advisors Law Examination | Jun 1999 |
- CT
- MA
- RI
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Total Assets Under Management3,349MILLIONS
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Total Number of Accounts8,605ACCOUNTS
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Average Account Value$389,195
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, LA, MA, MD, MI, MN, MO, NC, NH, NJ, NY, OH, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI
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