John Vaughn, financial advisor Glastonbury CT
93 score

John Vaughn

CRD Number: 3174224
Current Firm: Usi Securities, Inc.

John Vaughn (CRD# 3174224) is an Investment Advisor Representative working at Usi Securities, Inc. in Glastonbury, CT and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Usi Securities Inc. Glastonbury, CT Apr 2014 - Current 4
Ing Windsor, CT May 2010 - Apr 2014 3
Ing Financial Advisers, LLC Windsor, CT May 2010 - Apr 2014 3
Directed Services, LLC Windsor, CT May 2010 - Apr 2014 3
Ing America Equities, Inc. Windsor, CT May 2010 - Apr 2014 3
Ing Financial Partners, Inc. Windsor, CT May 2010 - Apr 2014 3
Ing Investment Advisors, LLC Windsor, CT May 2010 - Apr 2014 3
Unemployed Wethersfield, CT Aug 2009 - Apr 2010 < 1
Prudential Insurance Co Of America Shelton, CT Sep 2007 - Jul 2009 1
Prudential Annuities Distributors, Inc. Shelton, CT Sep 2007 - Jul 2009 1
Ast Investment Services Shelton, CT Sep 2007 - Jul 2009 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2000
Contact Info for John F. Vaughn
Phone Number: 860-652-3239
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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