Stuart WallaceCRD Number: 3138253
Current Firm: Usi Advisors
Stuart Wallace (CRD# 3138253) is an Investment Advisor Representative working at Usi Advisors in Glastonbury, CT and has over 22 years of experience in the finance industry.
Springboard Asset Management LLC
Milestone Asset Management Group, LLC
Advice And Planning Services
|Usi Consulting Group, Inc.||Glastonbury, CT||Jan 2019 - Current||2|
|Usi Advisors, Inc.||Glastonbury, CT||Jan 2019 - Current||2|
|Usi Securities, Inc.||Glastonbury, CT||Jan 2019 - Current||2|
|Securities America Advisors||Dallas, TX||Apr 2018 - Dec 2018||< 1|
|Securities America, Inc.||Dallas, TX||Nov 2016 - Dec 2018||2|
|Cuna Mutual Group||Waverly, IA||Nov 2013 - Sep 2016||2|
|Cuna Brokerage Services, Inc.||Waverly, IA||Nov 2013 - Sep 2016||2|
|Smith Anglin Financial, LLC||Dallas, TX||Apr 2012 - Nov 2013||1|
|Purshe Kaplan Sterling Investments||Albany, NY||Apr 2012 - Nov 2013||1|
|Behringer Harvard||Addison, TX||May 2011 - Apr 2012||< 1|
|Behringer Securities LP||Addison, TX||May 2011 - Apr 2012||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1998|
|S65||NASAA Investment Advisors Law Examination||Apr 2018|
Total Assets Under Management32,234MILLIONS
Total Number of Accounts1,171ACCOUNTS
Average Account Value$27,526,656
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, ND, NE, NH, NJ, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV
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