Stuart Wallace, financial advisor Glastonbury CT

Stuart Wallace

CRD Number: 3138253
Current Firm: Usi Advisors

Stuart Wallace (CRD# 3138253) is an Investment Advisor Representative working at Usi Advisors in Glastonbury, CT and has over 22 years of experience in the finance industry.

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Advice And Planning Services
Company Name Location Dates Years
Usi Consulting Group, Inc. Glastonbury, CT Jan 2019 - Current 2
Usi Advisors, Inc. Glastonbury, CT Jan 2019 - Current 2
Usi Securities, Inc. Glastonbury, CT Jan 2019 - Current 2
Securities America Advisors Dallas, TX Apr 2018 - Dec 2018 < 1
Securities America, Inc. Dallas, TX Nov 2016 - Dec 2018 2
Cuna Mutual Group Waverly, IA Nov 2013 - Sep 2016 2
Cuna Brokerage Services, Inc. Waverly, IA Nov 2013 - Sep 2016 2
Smith Anglin Financial, LLC Dallas, TX Apr 2012 - Nov 2013 1
Purshe Kaplan Sterling Investments Albany, NY Apr 2012 - Nov 2013 1
Behringer Harvard Addison, TX May 2011 - Apr 2012 < 1
Behringer Securities LP Addison, TX May 2011 - Apr 2012 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1998
S65 NASAA Investment Advisors Law Examination Apr 2018
Contact Info for Stuart S. Wallace
Phone Number: 860-633-5283
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    32,234
    MILLIONS
  • Total Number of Accounts
    1,171
    ACCOUNTS
  • Average Account Value
    $27,526,656
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, ND, NE, NH, NJ, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

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