Andrew Baker, financial advisor Glen Allen VA
73 score

Andrew Baker

CRD Number: 5394639
Current Firm: Suntrust Investment Services, Inc.

Andrew Baker (CRD# 5394639) is an Investment Advisor Representative working at Suntrust Investment Services, Inc. in Glen Allen, VA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Suntrust Investment Services, Inc. Atlanta, GA Feb 2014 - Current 2
Suntrust Bank Glen Allen, VA Dec 2013 - Current 3
Union Mortgage Group Richmond, VA Aug 2013 - Dec 2013 < 1
Wells Fargo Mortgage Richmond, VA Jan 2013 - Jul 2013 < 1
Wells Fargo Advisors LLC Glen Allen, VA May 2009 - Jan 2013 3
Wells Fargo Bank Richmond, VA May 2009 - Jan 2013 3
Us Army Reserves Fort Lee, VA Apr 2004 - Apr 2012 8
Wachovia Securities, LLC Mclean, VA Aug 2007 - May 2009 1
Wachovia Bank, N.a. Mclean, VA Aug 2007 - May 2009 1
Enterprise Rent-a-car Woodbridge, VA Jun 2006 - Aug 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2007
S65 NASAA Investment Advisors Law Examination Feb 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Andrew C. Baker
Phone Number: 404-813-8981
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    10,443
    MILLIONS
  • Total Number of Accounts
    26,841
    ACCOUNTS
  • Average Account Value
    $389,077
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
73

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