Nicole DolanCRD Number: 5916410
Current Firm: Strategic Advisers, Inc.
Nicole Dolan (CRD# 5916410) is an Investment Advisor Representative working at Strategic Advisers, Inc. in Glendale, AZ and has over 5 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
|Fidelity Brokerage Services LLC||Glendale, AZ||Oct 2012 - Current||5|
|Charles Schwab & Company, Inc.||Phoenix, AZ||Apr 2011 - Oct 2012||1|
|The Training Consortium||Phoenix, AZ||Jun 2009 - Apr 2011||1|
|Northern Arizona University||Flagstaff, AZ||Jan 2007 - May 2010||3|
|Sonora Vetrinary Specialist||Phoenix, AZ||Jun 2005 - Sep 2008||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2012|
|S65||NASAA Investment Advisors Law Examination||Oct 2014|
Total Assets Under Management236,390MILLIONS
Total Number of Accounts619,100ACCOUNTS
Average Account Value$381,828
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV