Dominique PernaCRD Number: 4590311
Current Firm: Ameriprise Financial Services, Inc.
Dominique Perna (CRD# 4590311) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Glendale, CA and has over 11 years of experience in the finance industry.
Fried Asset Management, Inc.
Ira Wealth Management
|Ameriprise Financial Services Inc.||Glendale, CA||Mar 2016 - Current||< 1|
|Ubs Financial Services Inc.||Encino, CA||Jan 2014 - Mar 2016||2|
|Self Employed||Altadena, CA||Jun 2013 - Mar 2016||2|
|Ameriprise Financial Services, Inc.||Glendale, CA||May 2010 - May 2013||3|
|Office Team||Pasadena, CA||Mar 2010 - May 2010||< 1|
|Edward Jones||Huntington Beach, CA||Feb 2010 - May 2010||< 1|
|Unemployed||Altadena, CA||Jan 2010 - Feb 2010||< 1|
|Regions Bank||Madison, AL||Nov 2008 - Dec 2009||1|
|Morgan Keegan & Company, Inc.||Madison, AL||Nov 2008 - Dec 2009||1|
|Belk||Huntsville, AL||Jul 2008 - Nov 2008||< 1|
|Dillard's||Madison, AL||Jan 2008 - Jul 2008||< 1|
|Next Financial Group, Inc.||Little Rock, AR||Oct 2006 - Nov 2007||1|
|Raymond James Financial Services Inc.||Little Rock, AR||Jun 2006 - Oct 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2005|
|S66||NASAA Uniform Combined State Law Examination||Oct 2010|
Total Assets Under Management178,060MILLIONS
Total Number of Accounts1,085,445ACCOUNTS
Average Account Value$164,044
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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