Simon OwenCRD Number: 4579558
Current Firm: Investacorp Advisory Services Inc.
Simon Owen (CRD# 4579558) is an Investment Advisor Representative working at Investacorp Advisory Services Inc. in Glendale, CA and has over 15 years of experience in the finance industry. Simon Owen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Fried Asset Management, Inc.
|Investacorp Inc.||Miami, FL||Jan 2016 - Current||2|
|Investacorp Advisory Services||Miami, FL||Jan 2016 - Current||2|
|Highland Capital Brokerage||Los Angeles, CA||Jun 2012 - Current||5|
|Nfp Securities, Inc.||Los Angeles, CA||Jun 2012 - Dec 2015||3|
|Unemployed||Los Angeles, CA||May 2012 - May 2012||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Los Angeles, CA||May 2002 - Apr 2012||9|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Oct 2003|
|S66||NASAA Uniform Combined State Law Examination||Dec 2002|
Total Assets Under Management2,097MILLIONS
Total Number of Accounts6,360ACCOUNTS
Average Account Value$329,697
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV