Carlos Guerrero (CRD# 5590561) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in San Dimas, CA and has over 11 years of experience in the finance industry.
CRD# 2513561
Householder Group Estate & Retirement Specialists
CRD# 1527744
Transamerica Financial Advisors, Inc.
CRD# 4609130
Wells Fargo Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| J.p. Morgan Securities LLC | San Dimas, CA | Apr 2024 - Current | < 1 |
| Jpmorgan Chase Bank, N.a. | San Dimas, CA | Apr 2024 - Current | < 1 |
| Bank Of America, N.a. | Glendora, CA | May 2016 - Mar 2024 | 7 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Glendora, CA | May 2016 - Mar 2024 | 7 |
| Edward Jones | St Louis, MO | Feb 2013 - May 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Apr 2013 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
- TX
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Total Assets Under Management249,731MILLIONS
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Total Number of Accounts1,034,072ACCOUNTS
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Average Account Value$241,502
- A percentage of assets under your management
- Other
- Financial planning services
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- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
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