Jeffrey WellsCRD Number: 1196164
Current Firm: Northwestern Mutual Investment Services,llc
Jeffrey Wells (CRD# 1196164) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Glendora, CA and has over 27 years of experience in the finance industry.
Penniall & Associates
Eclectic Associates, Inc.
Asset Planning, Inc.
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Jan 2016 - Current||2|
|Northwestern Mutual Investment Services, LLC||Milwaukee, WI||Apr 1984 - Current||33|
|Northwestern Mutual Life||Los Angeles, CA||Jun 1983 - Current||34|
|Northwestern Mutual Investment Services, LLC||Glendora, CA||Dec 2010 - Mar 2016||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1990|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Judgments / Liens
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV