Michael Buxbaum, financial advisor Gloucester MA

Michael Buxbaum

CRD Number: 2153266
Current Firm: Commonwealth Financial Network

Michael Buxbaum (CRD# 2153266) is an Investment Advisor Representative working at Commonwealth Financial Network in Gloucester, MA and has over 27 years of experience in the finance industry. Michael Buxbaum has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Commonwealth Financial Network Walthma, MA Jan 2015 - Current 5
Bay Financial Advisors, Inc. Waltham, MA Jun 2004 - Jan 2015 10
Lpl Financial LLC Waltham, MA May 2004 - Jan 2015 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1992
Contact Info for Michael R. Buxbaum
Phone Number: 781-736-0700
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    85,215
    MILLIONS
  • Total Number of Accounts
    388,288
    ACCOUNTS
  • Average Account Value
    $219,462
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
Clean Record
This advisor has a clean track record with regulators.

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