Raul Moreno, financial advisor Port Chester NY

Raul Moreno

CRD Number: 4140096
Current Firm: J.p. Morgan Securities LLC

Raul Moreno (CRD# 4140096) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Port Chester, NY and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Title Boxing Club Ardsley Ardsley, NY Apr 2022 - Current 1
Female Fight Club Nyc Bronx, NY Mar 2022 - Current 2
J.p. Morgan Securities LLC Port Chester, NY Oct 2021 - Current 2
Jp Morgan Chase Bank, N.a. Port Chester, NY Oct 2021 - Current 2
Ko Kickboxing Throggsneck Bronx, NY Nov 2019 - Dec 2021 2
Cko Kickboxing Yonkers Yonkers, NY Jul 2019 - Dec 2021 2
Pruco Securities LLC Yonkers, NY May 2019 - Oct 2021 2
Prudential Insurance Company Of America Yonkers, NY May 2019 - Oct 2021 2
Unemployed Yonkers, NY Apr 2019 - Apr 2019 < 1
Citigroup White Plains, NY Sep 2017 - Mar 2019 1
Jpmorgan Securities LLC Tarrytown, NY May 2015 - Sep 2017 2
Hsbc Securities (usa) Inc. New Rochelle, NY Jan 2008 - May 2015 7
Hsbc Bank Usa N.a. New Rochelle, NY Jan 2008 - May 2015 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Raul R. Moreno
Phone Number: 800-999-2000
Registered State(s):
  • NY
  • TX
By the Numbers
  • Total Assets Under Management
    212,929
    MILLIONS
  • Total Number of Accounts
    982,795
    ACCOUNTS
  • Average Account Value
    $216,656
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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