Alan Pitts, financial advisor Golden Valley MN
69 score

Alan Pitts

CRD Number: 5322066
Current Firm: Resources Investment Advisors

Alan Pitts (CRD# 5322066) is an Investment Advisor Representative working at Resources Investment Advisors in Golden Valley, MN and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Resources Investment Advisors, Inc. Leawood, KS Dec 2014 - Current 1
Lpl Financial LLC Golden Valley, MN Feb 2014 - Current 2
Morgan Stanley Minneapolis, MN Mar 2013 - Dec 2013 < 1
Lawrence Holdings, Inc. Minneapolis, MN Aug 2011 - Mar 2013 1
Zynex Medical Minneapolis, MN Jan 2010 - Aug 2011 1
Unemployed Minneapolis, MN Oct 2009 - Dec 2009 < 1
Feltl And Company Minneapolis, MN Jul 2009 - Oct 2009 < 1
Zoogoz, Inc. Minneapolis, MN Aug 2008 - Jul 2009 < 1
Merrill Lynch Minneapolis, MN Apr 2007 - Aug 2008 1
The Joey Company Brooklyn, NY Aug 2006 - Apr 2007 < 1
Alan Pitts Productions Minneapolis, MN Jan 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Alan S. Pitts
Phone Number: 913-338-5300
Registered State(s):
  • MN
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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