Daniel Murphy, financial advisor Golden Valley MN
81 score

Daniel Murphy

CRD Number: 5441938
Current Firm: Resources Investment Advisors

Daniel Murphy (CRD# 5441938) is an Investment Advisor Representative working at Resources Investment Advisors in Golden Valley, MN and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Resources Investment Advisors, Inc. Golden Valley, MN Dec 2014 - Current 2
Lpl Financial LLC Golden Valley, MN Sep 2013 - Current 3
Bukaty Companies Financial Services Golden Valley, MN Dec 2014 - Dec 2014 < 1
Financial Advocates Advisory Services Golden Valley, MN Jan 2014 - Dec 2014 < 1
Ameriprise Financial Services, Inc. Minneapolis, MN Nov 2008 - Sep 2013 4
Edward Jones St Louis, MO Aug 2008 - Oct 2008 < 1
Amieriprise Financial Services, Inc. Minneapolis, MN Oct 2007 - Jul 2008 < 1
Northern Tool And Equipment Forest Lake, MN Aug 2003 - Oct 2007 4
North Country Autobody Hugo, MN Sep 2004 - Feb 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Daniel J. Murphy
Phone Number: 913-338-5300
Registered State(s):
  • MN
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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