Anthony Rocha, financial advisor Goodyear AZ

Anthony Rocha

CRD Number: 2809954
Current Firm: Pfg Advisors

Anthony Rocha (CRD# 2809954) is an Investment Advisor Representative working at Pfg Advisors in Goodyear, AZ and has over 24 years of experience in the finance industry.

Similar Advisors
George Henderson, financial advisor Goodyear AZ
George T. Henderson
CRD# 6400364
Comerica Securities
Similar Advisors
Michael Abbate, financial advisor Goodyear AZ
Michael J. Abbate
CRD# 4091287
Dynamic Wealth Partners, LLC
Similar Advisors
Jerry Abbitt, financial advisor Goodyear AZ
Jerry W. Abbitt
CRD# 5338348
Primerica Advisors
Company Name Location Dates Years
Securities America, Inc. Goodyear, AZ Oct 2017 - Current 3
Pfg Advisors Goodyear, AZ Feb 2015 - Current 5
Canyon Credit Union Goodyear, AZ Jan 2009 - Current 11
Lpl Financial LLC Goodyear, AZ Jan 2009 - Oct 2017 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1996
S65 NASAA Investment Advisors Law Examination Jun 2020
Contact Info for Anthony T. Rocha
Phone Number: (800) 405-8850
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    1,018
    MILLIONS
  • Total Number of Accounts
    4,087
    ACCOUNTS
  • Average Account Value
    $249,092
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, FL, GA, ID, IL, LA, MI, MN, MO, MT, NC, NE, NH, NM, NV, NY, OH, OR, PA, TN, TX, UT, VA, WA

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.