Brad Baker (CRD# 1535642) is an Investment Advisor Representative working at Kestra Advisory Services, LLC in Litchfield Park, AZ and has over 37 years of experience in the finance industry. Brad Baker has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
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| Company Name | Location | Dates | Years |
|---|---|---|---|
| Kestra Investment Services LLC | Litchfield Park, AZ | Aug 2021 - Current | 2 |
| Kestra Advisory Services LLC | Litchfield Park, AZ | Aug 2021 - Current | 2 |
| Pnc Investments | Peoria, AZ | Aug 2021 - Aug 2021 | < 1 |
| Compass Bank | Birmingham, AL | Dec 2016 - Aug 2021 | 4 |
| Bbva Compass Insurance Agncy, Inc. | Austin, TX | Dec 2016 - Aug 2021 | 4 |
| Bbva Securities Inc. | Glendale, AZ | Dec 2016 - Aug 2021 | 4 |
| Bbva Wealth Solutions Inc. | Glendale, AZ | Dec 2016 - Aug 2021 | 4 |
| Allstate Insurance Co | Goodyear, AZ | Aug 2014 - Dec 2016 | 2 |
| Lpl Financial | San Diego, CA | Jan 2009 - Aug 2014 | 5 |
| Credit Union West | Glendale, AZ | Jan 2009 - Jun 2014 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | May 1999 |
| S63 | Uniform Securities State Law Examination | Oct 1986 |
- AZ
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Total Assets Under Management48,324MILLIONS
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Total Number of Accounts140,425ACCOUNTS
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Average Account Value$344,129
- A percentage of assets under your management
- Hourly charges
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AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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