James VaccaroCRD Number: 1327550
Current Firm: Bmo Harris Financial Advisors, Inc.
James Vaccaro (CRD# 1327550) is an Investment Advisor Representative working at Bmo Harris Financial Advisors, Inc. in Goodyear, AZ and has over 15 years of experience in the finance industry.
Barnes Investment Advisory Inc.
Foothills Financial Planning, Inc.
Claremont Capital Management, LLC
|Bmo Harris||Goodyear, AZ||Jun 2016 - Current||1|
|Bbva Compass Insurance Agency, Inc.||Austin, TX||Sep 2015 - Jun 2016||< 1|
|Bbva Wealth Solutions Inc.||Scottsdale, AZ||Sep 2015 - Jun 2016||< 1|
|Compass Bank||Birmingham, AL||Aug 2015 - Jun 2016||< 1|
|Bbva Securities Inc.||Scottsdale, AZ||Aug 2015 - Jun 2016||< 1|
|Wells Fargo Advisors||Glendale, AZ||Mar 2012 - Jul 2015||3|
|Harris Investor Services, Inc.||Schaumburg, IL||Feb 2011 - Mar 2012||1|
|Edward Jones||St Louis, MO||Apr 2010 - Feb 2011||< 1|
|Shay Financial Services, Inc.||Chicago, IL||Sep 2008 - Apr 2010||1|
|E Trade||Chicago, IL||Feb 2000 - Aug 2008||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2002|
|S66||NASAA Uniform Combined State Law Examination||May 2010|
Total Assets Under Management11,801MILLIONS
Total Number of Accounts119,705ACCOUNTS
Average Account Value$98,584
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VI, VT, WA, WI, WV