Frank Emery (CRD# 1429821) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Spotsylvania, VA and has over 30 years of experience in the finance industry.
CRD# 5121200
Lpl Financial LLC
CRD# 5756796
Equitable Advisors, LLC
CRD# 1349581
Stifel, Nicolaus & Company, Incorporated
Company Name | Location | Dates | Years |
---|---|---|---|
Cetera Investment Advisers LLC | Schaumburg, IL | Jun 2023 - Current | < 1 |
Cetera Advisor Networks LLC | El Segundo, CA | Jun 2021 - Current | 2 |
Voya Financial Advisors, Inc. | Spotsylvania, VA | Apr 2016 - Jun 2021 | 5 |
Emery Financial Services | Fredericksburg, VA | May 1970 - Jun 2016 | 46 |
Voya Financial Advisors, Inc. | Spotsylvania, VA | Nov 2014 - Apr 2016 | 1 |
Sagepoint Financial, Inc. | Fredericksburg, VA | Nov 2014 - Apr 2016 | 1 |
Voya Financial Advisors | Spotsylvania, VA | Sep 2014 - Nov 2014 | < 1 |
Ing Financial Partners, Inc. | Fredericksburg, VA | Jan 2004 - Aug 2014 | 10 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Feb 1994 |
S65 | NASAA Investment Advisors Law Examination | May 2003 |
- TX
- VA
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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