Robert Uptegraff, financial advisor Grand Blanc MI
83 score

Robert Uptegraff

CRD Number: 1973068
Current Firm: J.j.b. Hilliard, W.l. Lyons, LLC

Robert Uptegraff (CRD# 1973068) is an Investment Advisor Representative working at J.j.b. Hilliard, W.l. Lyons, LLC in Grand Blanc, MI and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Hilliard Lyons Grand Blanc, MI Jun 1998 - Current 18
J.j.b. Hilliard, W.l. Lyons, Inc. Grand Blanc, MI Jun 1998 - Current 18
Central Michigan University Troy, MI Aug 1990 - Current 26
Rob - Lee, Inc. Flint, MI Sep 1986 - Current 30
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1989
S65 NASAA Investment Advisors Law Examination Feb 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Robert A. Uptegraff
Phone Number: 502-588-8400
Firm Website: http://www.hilliard.com
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    6,179
    MILLIONS
  • Total Number of Accounts
    21,382
    ACCOUNTS
  • Average Account Value
    $288,982
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI, WV

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BADGES
83

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