Steven Roy, financial advisor Brighton MI

Steven Roy

CRD Number: 4601095
Current Firm: Caitlin John

Steven Roy (CRD# 4601095) is an Investment Advisor Representative working at Caitlin John in Brighton, MI and has over 21 years of experience in the finance industry.

Similar Advisors
Wayne Titus, financial advisor Brighton MI
Wayne B. Titus
CRD# 4511557
Savant Wealth Management
Similar Advisors
Rebecca Abel, financial advisor Brighton MI
Rebecca R. Abel
CRD# 4216990
Strategic Blueprint, LLC
Similar Advisors
Kevin Ackroyd, financial advisor Brighton MI
Kevin C. Ackroyd
CRD# 4272290
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name Location Dates Years
Cornerstone Real Estate Of Southwest Florida Venice, FL Jan 2022 - Current 2
Caitlin John, LLC Brighton, MI Aug 2016 - Current 7
Swartz Ambulance Service, Inc. Flint, MI Jan 2012 - Current 12
Monthly Shoppers Inc. Grand Blanc, MI Jul 2007 - Current 16
Roy, Noye & Warren Cpa, P.c. Flint, MI Dec 2000 - Dec 2021 21
Founders Financial Securities, LLC Towson, MD Sep 2010 - Aug 2016 5
R & N Financial Solutions Flint, MI Jan 2002 - Aug 2016 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2002
S65 NASAA Investment Advisors Law Examination Dec 2010
Contact Info for Steven M. Roy
Phone Number: 810-355-1325
Registered State(s):
  • FL
  • MI
By the Numbers
  • Total Assets Under Management
    113
    MILLIONS
  • Total Number of Accounts
    815
    ACCOUNTS
  • Average Account Value
    $139,068
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

CA, CO, CT, FL, IL, IN, MD, MI, NJ, NY, PA, TX, VA

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.