Carter Johnsen, financial advisor Grand Forks ND
96 score

Carter Johnsen

CRD Number: 3148087
Current Firm: Stifel, Nicolaus & Company, Incorporated

Carter Johnsen (CRD# 3148087) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Grand Forks, ND and has over 17 years of experience in the finance industry. Carter Johnsen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Stifel, Nicolaus & Company, Incorporated Grand Forks, ND Sep 2009 - Current 7
Ubs Financial Services Inc. : Grand Fords, ND Sep 2007 - Current 9
Silverman's Grnad Forks, ND Aug 1995 - Current 21
A. G. Edwards & Sons, Inc. Grand Forks, ND Oct 1998 - Sep 2007 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1998
S65 NASAA Investment Advisors Law Examination Dec 1999
Contact Info for Carter J. Johnsen
Phone Number: 314-342-2000
Firm Website: http://www.stifel.com
Registered State(s):
  • ND
By the Numbers
  • Total Assets Under Management
    38,401
    MILLIONS
  • Total Number of Accounts
    115,441
    ACCOUNTS
  • Average Account Value
    $332,650
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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