Christopher Tostenson, financial advisor Grand Forks ND
81 score

Christopher Tostenson

CRD Number: 5358400
Current Firm: Lpl Financial LLC

Christopher Tostenson (CRD# 5358400) is an Investment Advisor Representative working at Lpl Financial LLC in Grand Forks, ND and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Finanical LLC Grand Forks, ND Dec 2015 - Current 1
Gate City Bank Grand Forks, ND Apr 2013 - Current 3
Money Concepts Capital Corporation Palm Beach Gardens, FL Apr 2013 - Dec 2015 2
Ameriprise Financial Services, Inc. Minneapolis, MN Mar 2013 - Mar 2013 < 1
Roundbank/investment Solutions Farmington, MN Dec 2010 - Jan 2013 2
Fintegra LLC Farmington, MN Dec 2010 - Jan 2013 2
Investment Centers Of America Northfield, MN Mar 2009 - Nov 2010 1
Investment Centers Of America North Branch, MN Mar 2008 - Feb 2009 < 1
Investment Centers Of America Bismarck, ND Jun 2007 - Mar 2008 < 1
Bobs Dive Shop Fresno, CA Jul 1988 - Jun 2007 18
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2008
S66 NASAA Uniform Combined State Law Examination Jul 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Christopher M. Tostenson
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • ND
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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