Richard Mercil, financial advisor Grand Forks ND
93 score

Richard Mercil

CRD Number: 3059465
Current Firm: Morgan Stanley

Richard Mercil (CRD# 3059465) is an Investment Advisor Representative working at Morgan Stanley in Grand Forks, ND and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Smith Barney LLC Grand Forks, ND Dec 2015 - Current 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley Smith Barney LLC Grand Forks, ND Jan 2012 - Dec 2015 3
Morgan Stanley Smith Barney LLC Fargo, ND Oct 2011 - Jan 2012 < 1
Bank Of America Na Grand Forks, ND Jan 2011 - Oct 2011 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Grand Forks, ND May 1998 - Oct 2011 13
Merrill Lynch Grand Forks, ND May 1998 - Oct 2011 13
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 1998
Contact Info for Richard A. Mercil
Phone Number: 914-225-5510
Registered State(s):
  • ND
  • TX
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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