Andrew Rhoads, financial advisor Grand Junction CO
81 score

Andrew Rhoads

CRD Number: 5611256
Current Firm: Axa Advisors, LLC

Andrew Rhoads (CRD# 5611256) is an Investment Advisor Representative working at Axa Advisors, LLC in Grand Junction, CO and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Axa Advisors, LLC New York, NY Oct 2008 - Current 8
Price Ventures LLC Grand Junction, CO Jan 2008 - Dec 2010 2
Abstract & Title Grand Junction, CO Apr 2005 - Dec 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Andrew P. Rhoads
Phone Number: 212-314-4600
Firm Website: http://axa.us.com
Registered State(s):
  • CO
  • TX
  • MO
By the Numbers
  • Total Assets Under Management
    9,867
    MILLIONS
  • Total Number of Accounts
    40,093
    ACCOUNTS
  • Average Account Value
    $246,096
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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