Cindy Scott (CRD# 2918260) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Westlake, TX and has over 26 years of experience in the finance industry. Cindy Scott has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5009276
Hedgefield Wealth Management
CRD# 1255317
Osaic Wealth, Inc.
CRD# 2754150
Charles Schwab & Company, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Charles Schwab & Company, Inc. | Westlake, TX | Dec 2019 - Current | 4 |
Jpmorgan Chase Bank Na | Plano, TX | Oct 2019 - Nov 2019 | < 1 |
Jpmorgan Securities LLC | Plano, TX | Oct 2019 - Nov 2019 | < 1 |
Fisher Investments | Plano, TX | May 2019 - Sep 2019 | < 1 |
Unemployed | Grand Prairie, TX | Dec 2018 - May 2019 | < 1 |
Transamerica Retirement Solutions | Waco, TX | Nov 2017 - Dec 2018 | 1 |
Transamerica Investors Securities Corporation | Waco, TX | Nov 2017 - Dec 2018 | 1 |
Valuteachers | Grand Prairie, TX | Feb 2017 - Nov 2017 | < 1 |
Think2perform | Grand Prairie, TX | Jun 2016 - Jan 2017 | < 1 |
Unemployed | Grand Prairie, TX | Feb 2016 - May 2016 | < 1 |
1st Global Research & Consulting | Dallas, TX | Jan 2009 - Feb 2016 | 7 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Aug 1997 |
S65 | NASAA Investment Advisors Law Examination | Aug 1997 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
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