Frederick GearhartCRD Number: 3147196
Current Firm: Personal Legacy Planners
Frederick Gearhart (CRD# 3147196) is an Investment Advisor Representative working at Personal Legacy Planners in Grand Rapids, MI and has over 19 years of experience in the finance industry.
First Financial Advisors Inc.
Raymond James & Associates, Inc.
|Luminist Capital LLC||Grand Rapids, MI||Feb 2015 - Current||3|
|Plp Advisors, LLC||Grand Rapids, MI||Jan 2014 - Current||4|
|Plp Services, LLC||Grand Rapids, MI||Apr 2001 - Current||17|
|Usa Wealth Management LLC||Grand Rapids, MI||Apr 2002 - Dec 2013||11|
|Centaurus Finanical, Inc.||Anaheim, CA||Dec 2010 - Mar 2012||1|
|Veritas Specialized Investment Services, LLC||Grand Rapids, MI||Jun 2010 - Jan 2012||1|
|Usa Advanced Planners Inc.||Grand Rapids, MI||Jan 2006 - Dec 2010||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1999|
|S65||NASAA Investment Advisors Law Examination||Feb 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management15MILLIONS
Total Number of Accounts426ACCOUNTS
Average Account Value$35,251
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops
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