James Frazier, financial advisor Manistee MI

James Frazier

CRD Number: 1250006
Current Firm: Principal Securities, Inc.

James Frazier (CRD# 1250006) is an Investment Advisor Representative working at Principal Securities, Inc. in Manistee, MI and has over 39 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Principal Securities Inc. Manistee, MI Mar 2016 - Current 8
Frazier Financial Services LLC Manistee, MI Mar 2009 - Current 15
Principal Life Insurance Company Manistee, MI Sep 1991 - Current 32
Princor Financial Services Corporation Grand Rapids, MI Sep 1991 - Mar 2016 24
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1984
Contact Info for James D. Frazier
Phone Number: 888-774-6267
Registered State(s):
  • MI
  • TX
By the Numbers
  • Total Assets Under Management
    9,417
    MILLIONS
  • Total Number of Accounts
    46,075
    ACCOUNTS
  • Average Account Value
    $204,381
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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