James Harding, financial advisor Grand Rapids MI

James Harding

CRD Number: 3120515
Current Firm: Rockefeller Capital Management

James Harding (CRD# 3120515) is an Investment Advisor Representative working at Rockefeller Capital Management in Grand Rapids, MI and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
Rockefeller Financial LLC Grand Rapids, MI Jan 2024 - Current < 1
Bank Of America,na Grand Rapids, MI Dec 2009 - Jan 2024 14
Merrill Lynch, Pierce, Fenner & Smith Incorporated Grand Rapids, MI Nov 2006 - Jan 2024 17
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1998
S66 NASAA Uniform Combined State Law Examination Jan 2007
Contact Info for James A. Harding
Phone Number: 212-549-5100
Registered State(s):
  • MI
  • TX
By the Numbers
  • Total Assets Under Management
    34,708
    MILLIONS
  • Total Number of Accounts
    46,727
    ACCOUNTS
  • Average Account Value
    $742,780
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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