Joan Stembaugh, financial advisor Grand Rapids MI
96 score

Joan Stembaugh

CRD Number: 1835879
Current Firm: J.p. Morgan Securities LLC

Joan Stembaugh (CRD# 1835879) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Grand Rapids, MI and has over 29 years of experience in the finance industry. Joan Stembaugh has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
J.p. Morgan Securities LLC Comstock Park, MI Oct 2012 - Current 5
Chase Investment Services Corp. Cedar Springs, MI Dec 2010 - Oct 2012 1
Mml Investors Services, Inc. Grand Rapids, MI Jul 2008 - Dec 2010 2
Massmutual Financial Group Grand Rapids, MI Jun 2008 - Dec 2010 2
Axa Advisors, LLC New York, NY May 2007 - Jun 2008 1
Self Employed Ada, MI May 1993 - Apr 2007 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1988
S66 NASAA Uniform Combined State Law Examination May 2007
Contact Info for Joan M. Stembaugh
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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