Katie Rozen, financial advisor Grand Rapids MI
93 score

Katie Rozen

CRD Number: 5538006
Current Firm: Wells Fargo Advisors, LLC

Katie Rozen (CRD# 5538006) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Grand Rapids, MI and has over 8 years of experience in the finance industry.

Similar Advisors
Robert Gabridge, financial advisor Grand Rapids MI
Robert J. Gabridge
CRD# 5051596
Gabridge & Company Financial Advisors, LLC
Score
101
Similar Advisors
Bradley Maclachlan, financial advisor Grand Rapids MI
Bradley R. Maclachlan
CRD# 5902736
Robert W. Baird & Company Incorporated
Score
101
Similar Advisors
Jana Plaisier, financial advisor Grand Rapids MI
Jana M. Plaisier
CRD# 1590785
Plaisier Financial Group LLC
Score
101
Company Name Location Dates Years
Wells Fargo Advisors, LLC Grand Rapids, MI Jul 2016 - Current < 1
Tiaa Grand Rapids, MI Sep 2015 - Jul 2016 < 1
Tiaa-cref Individual & Institutional Services, LLC Grand Rapids, MI Sep 2015 - Jul 2016 < 1
Lpl Grand Rapids, MI Sep 2014 - Sep 2015 1
Pnc Investments Grand Rapids, MI May 2014 - Sep 2014 < 1
Unemployed N/a, MI Sep 2013 - May 2014 < 1
Edward Jones St Louis, MO May 2008 - Sep 2013 5
Citizens Republic Bancorp Flint, MI Mar 2005 - May 2008 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2008
Contact Info for Katie M. Rozen
Phone Number: 314-875-3000
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.