Steven Wallock, financial advisor Grand Rapids MI
93 score

Steven Wallock

CRD Number: 5466058
Current Firm: Prudential Financial Planning Services

Steven Wallock (CRD# 5466058) is an Investment Advisor Representative working at Prudential Financial Planning Services in Grand Rapids, MI and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Pruco Securities, LLC Grand Rapids, MI Dec 2007 - Current 9
The Prudential Insurance Company Of America Grand Rapids, MI Dec 2007 - Current 9
The Highlands Grand Rapids, MI Mar 2001 - Dec 2007 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2008
S65 NASAA Investment Advisors Law Examination Jan 2012
Contact Info for Steven J. Wallock
Phone Number: 800-235-7637
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    4,930
    MILLIONS
  • Total Number of Accounts
    42,153
    ACCOUNTS
  • Average Account Value
    $116,966
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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