Denis YorkCRD Number: 1258439
Current Firm: Cambridge Investment Research Advisors, Inc.
Denis York (CRD# 1258439) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Grandville, MI and has over 30 years of experience in the finance industry.
First Financial Advisors Inc.
Raymond James & Associates, Inc.
|Cambridge Investment Research, Inc.||Fairfield, IA||Oct 2011 - Current||6|
|Cambridge Investment Research Advisors, Inc.||Fairfield, IA||Oct 2011 - Current||6|
|Blueprint Financial, LLC||Grandville, MI||Jan 2007 - Current||11|
|Everbank||Jacksonville, FL||Jun 2005 - Mar 2015||9|
|Securities America Advisors, Inc.||Grandville, MI||Apr 2000 - Oct 2011||11|
|Securities America, Inc.||Grandville, MI||Sep 1995 - Oct 2011||16|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1987|
|S66||NASAA Uniform Combined State Law Examination||Jun 2010|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management28,722MILLIONS
Total Number of Accounts168,526ACCOUNTS
Average Account Value$170,429
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY