Nicolas Chaput (CRD# 4958819) is an Investment Advisor Representative working at Lpl Financial LLC in Granger, IN and has over 9 years of experience in the finance industry.
CRD# 4621831
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4140596
Raymond James & Associates, Inc.
CRD# 5275
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Granger, IN | Apr 2019 - Current | 5 |
| Unemployed | Granger, IN | Jan 2019 - Apr 2019 | < 1 |
| Silver Oak Securities Inc. | Jackson, TN | Mar 2017 - Dec 2018 | 1 |
| Silver Oak Securities Inc. | Jackson, TN | Dec 2016 - Dec 2018 | 2 |
| Korhorn Financial Group, Inc. | Granger, IN | Nov 2016 - Dec 2018 | 2 |
| Kfg Wealth Management, LLC | Granger, IN | Nov 2016 - Dec 2018 | 2 |
| Compass Financial Advisors | Ft. Wayne, IN | Feb 2005 - Nov 2016 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Jul 2014 |
| S63 | Uniform Securities State Law Examination | Jun 2017 |
- IN
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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