William MockCRD Number: 4552029
Current Firm: Kfg Wealth Management, LLC
William Mock (CRD# 4552029) is an Investment Advisor Representative working at Kfg Wealth Management, LLC in Granger, IN and has over 15 years of experience in the finance industry. William Mock has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Creative Financial Designs, Inc.
Raymond James & Associates, Inc.
Integrated Financial Planning Solutions, LLC
|Securities America Inc.||Granger, IN||Oct 2013 - Current||4|
|Kfg Wealth Management LLC||Granger, IN||Oct 2013 - Current||4|
|Korhorn Financial Group||Granger, IN||Oct 2013 - Current||4|
|American Express Financial Advisors Inc.||Mishawaka, IN||Sep 2000 - Oct 2013||13|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2002|
Total Assets Under Management133MILLIONS
Total Number of Accounts2,157ACCOUNTS
Average Account Value$61,720
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
FL, GA, IL, IN, LA, MI, OH, TX