Daniel Apple (CRD# 1285182) is an Investment Advisor Representative working at Apple & Associates in Grass Valley, CA and has over 37 years of experience in the finance industry. Daniel Apple has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2579690
Ameriprise Financial Services, LLC
CRD# 5142926
State Farm Investment Management Corp.
CRD# 1852661
Mariner Independent
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Asset Marketing Systems Insurance Services, LLC | San Diego, CA | Jan 2002 - Current | 22 |
| Apple & Associates | Grass Valley, CA | Jan 2001 - Current | 23 |
| Foothill Securities, Inc. | Grass Valley, CA | Sep 2014 - Dec 2016 | 2 |
| Lpl Financial LLC | Boston, MA | Sep 2014 - Sep 2014 | < 1 |
| Financial Telesis, Inc. | San Rafael, CA | Feb 2004 - Sep 2014 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1986 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
- ID
- TX
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Total Assets Under Management103MILLIONS
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Total Number of Accounts538ACCOUNTS
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Average Account Value$192,144
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA, ID, OR, TX
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