James MillerCRD Number: 1080090
Current Firm: Values First Advisors, Inc.
James Miller (CRD# 1080090) is an Investment Advisor Representative working at Values First Advisors, Inc. in Gray, TN and has over 35 years of experience in the finance industry.
Gaam Wealth Advisors, Inc.
Integrity Capital Management
|Values First Advisors, Inc.||Gray, TN||Aug 2009 - Current||8|
|American Values Investment, Inc.||Johnson City, TN||Jan 2003 - May 2011||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1982|
|S65||NASAA Investment Advisors Law Examination||Nov 2000|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management81MILLIONS
Total Number of Accounts1,250ACCOUNTS
Average Account Value$64,990
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AL, FL, GA, IA, IL, KS, KY, LA, MD, MI, MO, MS, NC, NY, OH, PA, TN, TX, VA