Shannon Stauth, financial advisor Hays KS

Shannon Stauth

CRD Number: 4015798
Current Firm: Lpl Financial LLC

Shannon Stauth (CRD# 4015798) is an Investment Advisor Representative working at Lpl Financial LLC in Hays, KS and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Hays, KS Apr 2019 - Current 5
Royal Alliance Associates, Inc. Great Bend, KS Nov 2018 - Apr 2019 < 1
Signator Investors, Inc. Great Bend, KS May 2016 - Nov 2018 2
Transamerica Financial Advisors, Inc. Los Angeles, CA Nov 2006 - May 2016 9
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2001
Contact Info for Shannon Stauth
Phone Number: 704-733-3300
Registered State(s):
  • KS
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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