Jeffrey SmithCRD Number: 428003
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jeffrey Smith (CRD# 428003) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Great Neck, NY and has over 41 years of experience in the finance industry.
Park Avenue Securities LLC
High Mountain Financial Coaching LLC
Hightower Advisors, LLC
|Bank Of America, N.a.||Great Neck, NY||Oct 2011 - Current||10|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Great Neck, NY||Jul 2011 - Current||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1980|
|S66||NASAA Uniform Combined State Law Examination||Jan 2006|
Total Assets Under Management1,283,838MILLIONS
Total Number of Accounts2,825,602ACCOUNTS
Average Account Value$454,359
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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