Neal O Sullivan (CRD# 1891959) is an Investment Advisor Representative working at Prospect Financial Services LLC in Farmingdale, NY and has over 35 years of experience in the finance industry.
CRD# 4896689
J.p. Morgan Securities LLC
CRD# 5336896
Cetera Investment Advisers LLC
CRD# 6255377
Abbondandolo Wealth Management Corp
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Melville, NY | Aug 2024 - Current | < 1 |
| Prospect Financial Services LLC | Farmingdale, NY | Aug 2024 - Current | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Great Neck, NY | Oct 2019 - Aug 2024 | 4 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Great Neck, NY | Oct 2019 - Aug 2024 | 4 |
| Unemployed | Farmingdale, NY | Oct 2018 - Sep 2019 | < 1 |
| Fbn Securities, Inc. | New York, NY | Oct 2016 - Sep 2018 | 1 |
| Instinet, LLC | New York, NY | Feb 2008 - Aug 2016 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1989 |
| S66 | NASAA Uniform Combined State Law Examination | Oct 2019 |
- NY
-
Total Assets Under Management301MILLIONS
-
Total Number of Accounts1,064ACCOUNTS
-
Average Account Value$282,679
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, CT, FL, LA, NC, NJ, NY, SC, TN, TX, VA
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