Robert BrousCRD Number: 2999689
Current Firm: Wunderlich Securities, Inc.
Compensation Model: Both
Mr. Brous joined Wunderlich Securities in 2005 and opened the firm’s Great Neck, New York branch. Prior to joining Wunderlich, Mr. Brous gained experience at HD Brous & Co., Inc. Robert spent 8 years at HD Brous serving as a financial advisor and eventually becoming CEO and President of the firm. Mr. Brous specializes in wealth management strategies for individuals, institutions, and corporations. Robert brings to bear a broad-based knowledge of the market and the industry, as well as, the deep resources of Wunderlich to each client situation.
Mr. Brous is a graduate of the Syracuse University earning a Bachelor of Arts degree in 1997.
Legacy Care Wealth, LLC
Altium Wealth Management LLC
Axa Advisors, LLC
|Wunderlich Securities, Inc.||New York, NY||Mar 2005 - Current||12|
|HD Brous & Co., Inc.||Great Neck, NY||Oct 1997 - Feb 2005||7|
|Exam Code||Name||Passed Date|
|S7||General Securities Representative Examination (GS)||Mar 1998|
|S63||Uniform Securities State Law Examination||Apr 1998|
|S24||General Securities Principal Examination (GP)||Aug 2001|
|S65||NASAA Investment Advisors Law Examination||Aug 2013|
Total Assets Under Management1,489MILLIONS
Total Number of Accounts4,309ACCOUNTS
Average Account Value$345,582
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
THIS PAGE IS PUBLISHED FOR RESIDENTS OF THE UNITED STATES ONLY. WUNDERLICH SECURITIES FINANCIAL ADVISORS MAY ONLY CONDUCT BUSINESS WITH RESIDENTS OF THE STATES FOR WHICH THEY ARE PROPERLY REGISTERED. THEREFORE, A RESPONSE TO A REQUEST FOR INFORMATION MAY BE DELAYED. PLEASE NOTE THAT NOT ALL OF THE INVESTMENTS AND SERVICES MENTIONED ARE AVAILABLE IN EVERY STATE. INVESTORS OUTSIDE THE UNITED STATES ARE SUBJECT TO SECURITIES AND TAX REGULATIONS WITHIN THEIR APPLICABLE JURISDICTIONS THAT ARE NOT ADDRESSED ON THIS SITE. CONTACT YOUR LOCAL WUNDERLICH SECURITIES OFFICE FOR INFORMATION AND AVAILABILITY.
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