Robert Brous, financial advisor Great Neck NY
100 score

Robert Brous

CRD Number: 2999689
Current Firm: Wunderlich Securities, Inc.
Compensation Model: Both

Mr. Brous joined Wunderlich Securities in 2005 and opened the firm’s Great Neck, New York branch.  Prior to joining Wunderlich, Mr. Brous gained experience at HD Brous & Co., Inc.  Robert spent 8 years at HD Brous serving as a financial advisor and eventually becoming CEO and President of the firm. Mr. Brous specializes in wealth management strategies for individuals, institutions, and corporations.  Robert brings to bear a broad-based knowledge of the market and the industry, as well as, the deep resources of Wunderlich to each client situation.

 

Mr. Brous is a graduate of the Syracuse University earning a Bachelor of Arts degree in 1997. 

CONTACT
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Professional Designations
Company Name Location Dates Years
Wunderlich Securities, Inc. New York, NY Mar 2005 - Current 12
HD Brous & Co., Inc. Great Neck, NY Oct 1997 - Feb 2005 7
Exam Code Name Passed Date
S7 General Securities Representative Examination (GS) Mar 1998
S63 Uniform Securities State Law Examination Apr 1998
S24 General Securities Principal Examination (GP) Aug 2001
S65 NASAA Investment Advisors Law Examination Aug 2013
Contact Info for Robert J. Brous
Phone Number:
Registered State(s):
  • IL
  • VA
  • OK
  • CA
  • CO
  • CT
  • DC
  • FL
  • MD
  • MA
  • MO
  • NJ
  • NY
  • OH
  • TX
By the Numbers
  • Total Assets Under Management
    1,489
    MILLIONS
  • Total Number of Accounts
    4,309
    ACCOUNTS
  • Average Account Value
    $345,582
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Firm Disclaimer:

THIS PAGE IS PUBLISHED FOR RESIDENTS OF THE UNITED STATES ONLY.  WUNDERLICH SECURITIES FINANCIAL ADVISORS MAY ONLY CONDUCT BUSINESS WITH RESIDENTS OF THE STATES FOR WHICH THEY ARE PROPERLY REGISTERED. THEREFORE, A RESPONSE TO A REQUEST FOR INFORMATION MAY BE DELAYED. PLEASE NOTE THAT NOT ALL OF THE INVESTMENTS AND SERVICES MENTIONED ARE AVAILABLE IN EVERY STATE. INVESTORS OUTSIDE THE UNITED STATES ARE SUBJECT TO SECURITIES AND TAX REGULATIONS WITHIN THEIR APPLICABLE JURISDICTIONS THAT ARE NOT ADDRESSED ON THIS SITE. CONTACT YOUR LOCAL WUNDERLICH SECURITIES OFFICE FOR INFORMATION AND AVAILABILITY.

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BADGES
100
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Data verified by both the advisor and the public regulatory data.
Clean Record
This advisor has a clean track record with regulators.

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